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Finding Timely Financial Services Compliance Solutions

Posted by Tracy Sloger on May 27, 2014 11:26:15 AM

Leading a marketing department for a financial services firm is not easy. Investment vehicles such as REITs, mutual funds, private placements, and other financial products are all heavily regulated by multiple governing bodies. Day-to-day marketing efforts generally revolve around producing collateral materials in the form of brochures, e-mail campaigns, shareholder letters, and other documents and materials that require strict compliance. As a marketing manager, it is challenging just to finish the day knowing you met these objectives.

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Topics: financial services compliance, Blog, compliance marketing solutions, REIT compliance

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